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f, -, r a c,.jv-j,e3 of -osvchiatrle cr>& sociological studies# 

^iiicauy, - 

^turhed oM i^l^vlro^ {^«L£ihJ2^ 
tr^at-'vnt of psychiatric aisuttihaao-a ^y 
(l-SWmm 121)} end to study voting recante 

(sm 12?). . ^ ^ ---Am* 


mmm m - 3 -9co 




fl 


r^7)! W 






Remarks' and References 




. f- 


IT August 19&> 


pjmmztM mi cot mmmm ■ 

AVi'slftl&i 5 F.lr.A'r.cc J>lvis.t<*o 


ta;SJ2Cf 


s IfiMSim* Subarojtafc H5-* 


yafisr tha teathcrity greater in i&e a«sao*«sjfiaa 4mt©4 
3.3 Aprli A$?53 ftffi* th© J5CX to th© Df/A* and tlwj ©sttnsioo of . 
tM© authority ia oubsequont aasasraeda, 115 fca® ft*®» 

approved a&l ^&,O 05 «OO of t&s orer*sH ICUIii?PA project .fwada / 
he -3 fceoa cMiftttsd to «*?«? tfco eut^ro^oot ©aq^weB* , Sfeia 
oblig&tloft of £ur.d» shooM ft* Ohstf&sd to AlXotas.T.t, Isuafesr 1 $ 25 ~ 


Chief 


SS0/p«&BOS3?<Si few I$fe 


vm maasaas 

0? Ih-SBJ , 


Sb&e&rco 


Ini©? 


X9 AUS ^SoO. . 


<SrtS*®=«* 


, CERTIft THAT FUNDS ARE 

03U GATi4Nur /ft* 
CH.OCE10 AUOt.'-v« 7 *>■ 

"^ir^rtoTr.ii* <0. <-:r»-»CEK 


fisfrlt-utioru 
Orig 62* Mdre$8«o 


34 August l$6o 


FOHt CHIEF, FIBASC8 DIVISION 


SUBJ3ff 


t a^/Bwagat Officer 

I »f{«LSa&, Subproject 115, Invoice So. 1 
Allotment liusbar X525»10Q9«190 a 


1. Invoice Ko. 1 covering -tiw cfcove 6Utop>^ i* 6ttwl>e4. 
Peywont. should to ko&o aa follows j • 




fF 


3. ©je check eheuM he forwarded to Chief, SSO/Eeeearcb 
Brenebj througli SSD/SBud&t Officer, no J&Ur than Wednesday, 

7 September i960* 

3 * Shis ie a final invoice. Remover, since it ie anticipated 

that ivlditiorial ■ iViids will ts obligated for tMs project, tee fkloss 

shoxxiA not bo cloeed. 


&IvKdI GOmJEB 
Deputy Chics' 
U>/ftssv&rch Breach 


AiSieheds 

• liv/cic-i* & CertificsticsMj 

Bietributiooi 
Orig & 8 « Addressee 


1 - TSD/FASS 


,ctRm^ TfJl ^ 

OM.KSA.TI0N tBtK** *•»• 

JHAJtCt IO /.U - *'’• — — . 


CHECK#.™ 
R EC if. IV EL J. 


IK! T! :l AMOUNT DF ©.ilAt? 



2 k August 19^0 


//f' 


[CKOPiJiiyM FOR* CH3EKF* HKAIS3K KtVISiGI! 


t OBO/Budgei Officer 


BUBOES 


S tSaJI/TPA, Subpro^sct H5, Invoice Ko# I 
Allotaeut Kosher 1525-1009-1902' 


1« Invoice Ho. 1 covering fee above onbproject is attached. 
Paysaent should he aa&a as follows* 


Cashier's chs 


oxB.vn or. 


I 


K*W* 4 SBfi 4 ij' 


savuble to 


g, Sho check should he forwarded to Chief, TBB / Research 
Branch* through IBfl/Eudget Officer, no later then tfe&nas&ay, 

7 September 19^0 • 

3. ffhls is a final invoice. Ec^fover, since it is anticipated 
that additional - funds will he obligated for this project* fee 
should not b\s 


smm mnum ■ 

Jlaputy Chief 
£SB/Ko search Broach 


A tacked: 

Invoice & Certif icalioca 


IMstribuiiont 
jPCrlg & 2 • Addresses 


CHEdiOrJHT. IN T ME' AMOUNT DR 
R E C E ! V E & ./ s ' . - ■ 






F03* GHXBP, SrXEAKGS »OT,SI0B 

VTA ; mti/lmkpt Officer 

SUBJBCS * M«ffSKA» &*pw^ct U5# Invoice 

AUot£S3t»t lasabor 15 <£»a009»1902 

i, invoice Ko. 1 covering the above eubpro' 
FayKcnt should be cads es f©ll.evss 

Ctoahtcg * 


2 . ©ss check should lw forwarded to Chief, reD/tfeaearcn ■ 
li-euob, tbvoasb TSO/Bod/pt Officer, no later than bmxx<sB<Mj, - 
7 September I 960 . ' 

s, CMa is a final invoice. However, since it is anticipate* 
m.% t^ltiwal fbiida will Vo obligated for this projoet, &e files 
should not be closed* ■ 


cxonsy oomiEB 

■- Deputy Chief 

*faD/ResseercJh Branch 

Invoice & CerUftcatlocs 

Oictributioa* ~ — 

Orlg 6 2 • Addressee 

2 - TSD/KB 
: 1 - TSD/ PASS 


i n *1 ,-gnr - ti 1 1960 ) 


For Services 



' cjsRoyiCATio as , ■ ' 

xt ia hereby certified that this is Invoice Ko. 1 applying to 
Sutwroject 115 of miUHM, that perforate© is satisfactory, teo,t 
services; era bains eeeaspliahed in accordance mth raucual agree- 
rants, that o detailed a;ta»da of tfcs payments end receipts is on _ 
file in f m/m $ that this bill is Just cud correct end that payout 
thereof, has not. yet been made. ; 


"" i^puty Chief/ USD/ itesearCh Branca 

Dates ; • " ■ ■ ' 

(2) It is hereby certified that -this Invoice applies to Subproject 
Wo, 115 of - J-SmiSiA vfeich waa duly approved# e»d that ihs- project is 
bsiur carried out in accordance with the meaomndum of 13 April 1953 
froa the IX5I to the W/A t and the extension of this authority in sub» 
. secuonfractisoroada. . ■ ... . 


"feoreh Director 


Kales 
















282 





























Accounting from] 




.., TO ,«Apri 1 23 , 19^3 


Expenditures 

Salaries 

Pensions 

Translations^ 


3.4S3.00 


153*00 


Duplicating costs 45- o0 

Computer costs 395*00 

Total Expenditures 


$4,085.00 


v 4.0 85.00 


This is a true statem^m, of z 

expenditures andacc/onting for 
funds given to^B^jjfil as retried 





I certlfy that S OT if ,, ; - -:,f trials have been 
satisfactorily received ■ ♦!•« expenditures ' 

treie incurred on official iciness 


Pate: i 








15 August I960 


MEMORANDUM FOR: TKS RECORD 


SUBJECT 


: Project MKULTRA, Subproject 115 


1. The purpose of Subproject 115 is to provide funis to conduct 
a study of the Interaction Between the Meutaliy Disturbed and Their Envi 
remnant. The research will be carried out by 


proposal was reviewed favorably by 


2* l J‘b@ uriw&Ty TG&soii for sup^orvl n *5 this strxiiy is torM of 
Ag enC y interest is to gain further insight into additional factors which 
may influence Inman behavior. The problems which the psycMa.tr ically 
disturbed face in returning to the community and the factors which result 
in their failure ©siA. subsequent return to institutional care can possibly 
throw so®® light upon the attitudes and coasmuulty pressures which affect 
the behavioral reactions of this limited population. The advantage s of 


doing the research 


as indicated in the attached proposal, are 


(1) The IfiHMnH^-ulture is undergoing distinct changes 
in attitudes toward the psyeMatrically disturbed. 

( 2 ) a cocspai'ison with several similar studies done 

in U,B. coisiimities may reveal factors sot correlated 
with the specific cultural environment in which the 
^ results were obtained. 

intends to study intensively a population of psychiatricaily 

disttu'bed persons, one usesaber of the immediate fondly of each patient and a 

number of "norm speakers" who will provide the generalised attitude of 


# •« ‘ 




h. The cost of this project will be $4,085.50 fQ? one year fraa 
1 September 1S60. It will be funded as a grant*»in_ aid through 
end the handling of funds disbursed will follow the standard practice se 
up for that organisation. Charges should be made against Allotment 1525 


1009-1902. 



end other persons associated with ’the- project will 


remain unwitting of Sponsor. 



TSD/Re search Branch 


APPROVED FOR OBLIGATION 
OF FUNDS; 


Research Director 



A 


Date: 

Attached; 

Proposal 


Distribution; 
Original only 





RESEARCH PROPOSAL II 

On interaction Lstwiesn the mentally 
disturbed and their environment; 
Phases I and II 




// 


r-p 


Ph noe i (*> months) • 

fne first goal will ba a thorough inventory and examination 
of literature’ concerning the research problem. The main sources 
will be selected from sociological and psychiatrical -literature, 
but because of. the interdisciplinary nature of this research, 
aocior.sychifttrie . . aoeiopsychological , arid psychoanalytical works 
will also be' used. As far as we know, no previous research work 
has been carried out on premises essentially similar to those 
planned as the basis of our study. Therefore, it aouII he of 
great importance for the success of the whole research to enter 
this early stage as carefully as possible. Our opinion is that 
it is most essential to have a sound and cohesive theoretical 
frame of reference. ?or the time being, however, it is hardly 
rewarding to outline any final theoretical constructions; 
consequently, hypotheses, if any, can be but forth only in very 

general terms. 

We plan to center the main, interest of the research on 
the : interpersonal situations through which persons manifest 
mental health and mental Hsorler” (Sullivan). In order to do 
this it will be necessary to study the structure of the patient s 
social envi rorunent as, for instance, Foilingshuun Sr ..edlich , 

Myers Sr. Roberts, Li ds Sr Lit/:, etc. indicate, 

'-e ’’Vre starting the work it would obviously be advantageous 
to lay to give a theoretical -efirition to the interpersonal 
meaning of a mental disease. A senlally. Hsturted person may be 
oonsi level as a kind of "protest phenomenon" that tends to evoke 
fear, agression, and •‘rus t.rati on in persons who come into 
<*e ,; tne t with him ( in u *::.un > } on the other hand, it may be quite 


- 


BHHSHil 


l'eaaonable to assume that a mentally disturbed person is a 
"necessity" for his own interpersonal system, e sped! ally for 
the maintenance of its balance. Any assumptions of this kind 
must, however, be submitted to thorough scrutiny before using 
them as a basis for specific hypotheses or construction of 
research instruments. JVhen describing and analyzing phenomena 
of this kind it seoms suitable to make use of the concept of 
anomie introduced by Durkheim (illustrated on the personality 
level by. J J_e®.g . ,s.uc h_.ag „jri gi d ity , frustration, withdrawal, etc. 
anomie might also be coneidered a phenomenon emerging from the 
interaction of personality and sociocultural variables). One 
might assume that the occurence of anomie would be significantly 
more eminent in the patient than is a neighbor or fellow worker, 
for instance, But in order to be authorised to raise this 
hypothesis z(orrany7iconnected with the -problems to be taken 
into consideration) a thorough familiarity with relevant 
literature must have been established. 

After a sufficient number of hypotheses has been deduced - 
on the basis of literature - the measuring instruments will be 
constructed. This in planned to be done in accordance with the 
lines sketched in passage 2. b. ) in the initial research proposal. 
Naturally all variables and views indicated to be relevant by 
any competent sources will be carefully taken into consideration. 

The last stage in Phase I will be the checking of the sick- 
reports of the pretest sample. The purpose of this procedure is 
to run a kind of psychiatric census ad modum Hollingshead & 
Redlich. An additional goal is to discover whether there is in 
the sick-reports any relevant sociological material to be 
extracted and, at the same time, to obtain information about 
stresses preceding the overt illness - to the extent possible. 


Phago.*,0. (5 months) • 

l) Data collection (2 months) FV 

V7e plan to pretest the methods in. 

MM»^ kins a,>out 25 pa,icnts en ' 1 thelr ”*”“ t ” r>,1T **- 

(on , for every -patient) as subjects. *h«a, the number will not 
be very largo; yet we thin* it to sufficient for our purposes. 
Ibe reaeons for choosing the nearest relative aa the additrem 
subject are. Ho (or she) is usually, within easy reach. Mrthf, 
more, it can be assumed that be is the person In the most 
provocative situation; consequently, his reaction can be 
thought to be “ideal" when testing the measuring instruments. 

2) Preliminary analysis (3 months) 

The data will bo submitted to appropriate statistical 
procedures, Sho results, will be. praeontsd in a preliminary 

report. 





wy- 



Hay 4 1 19»0 


Our Hoard has responded favorably to your proposal. Fending 
filial aporoval. h0Kcvap> they have asked that you sus&lt & new 
proposal cer-cernsct with Phases X and II only, in eonowhat expanded- • 
fom with its oval budget. It sepsis advisable? xor financial End for 
scientific reasons to'look upon ft project such as yours as consisting 
of a preliminary study for planning and developmental purposes to 
to foilovjsd by the jsajor ctudy# which nay be altered in design as a 
result of analysis of tbs proliininAry results. After your completion 
of ii»gs llj, m would expect a report which would include your pro- 
posal and budget for the rosiaining work.- ’ 

I ho»o this is satisfactory to you. .. .since tbs Board Keabors 
arc already familiar with your total project and since their attitude 
is generally favorable, they should be able to roach a decision very 
quickly— }X*rhaps within several days. 

accept our thanks for your ofp^pMP < 

pleasant anti successful visit, <J-- : 


January 7* I960 


request from 


to., study the 


attitudes toward the mentally- disturbed,) 


decided at an .curly stage, howawr, that using public 
opinion, polling methods in measuring the attitudes toward the 
mentally disturbed would provide only- superficial data* Therefore 
Jha8...p3uiR.nQd .& -project- involving a study of a oeroplo 
of me u tally disturbed persons in interaction with their immediate 
environment,, 

a f rankly say that submission of the proposal to 

*.hub boon stimulated by 


cho following i actors* first , wo would like to obtain sufficient 
i inane ml support in order vo carry out a thorough soieistifio 
study on tha matter* second, we have boon highly inprqatoOy 


the progrm of 


The visit to 


to>M- 


wuo for ti e r.v i enoo ii ra g eflo ufc nvd c-h.o) 3 





sociologist and the designated project director-* 


•is -a clinical 
We ha vo also asked the 


psychologist vritb, so of. o'. ogicru training* 
following parsons to serve as an advisory 


C^oramittoes 




T» 'll 




a) I^ckxrouirl 


•' oat ® &f the studios <ra mental dia,.aoes huv* strong- ■ 
enphnaiied the centra* -“sigalficaruJ® of the Interaction of tho 
individual i*»4 hie envlronaeiit in the ^euftois and jprogreaa- of. 
a»ntel-.iio«aaa8 # it ima proved fruit shii to consider the aim 
f*t the o*:*iOtt # oociol and continual oaporloaceo n\on G vith th® 
layout* individual .oxperionoe no &c to obtain u aomar^fttl 


Picture .of the fhue the attitude# 

a^quAr^ a «-<ay position in the developiaj sy&tm of concepts of 
social JiopathoXoi^ s 

fcgi attitudes toward ---the •aenfca.ly' disturbed are rnthor 
decisively d«ut»ii»d by culture* the person defined a® Mentally 
r iU la osozecituro ^t» r n6mR Jn-nnotW. 

elsewhere in the Astern world. attitudes toward” the mentally ill 

U ^ -v . ... V - ~.~i — i— ... — ~ : — “.v.‘. & 


have ir r lore 'mHific^iHetiea alonp-»Uh 


hiiO 


incresoin, appreciation of health in Guch a 

generalisation, however,- gives a very ' narrow and inadequate 
picture of the problem -Opuoideriiig -the- Bi&ixnmmo of uao 
^*ob.lt!«s, l* is inport-mt to "enriy out ./extensive -studios. For 
_ : i6 e^x^-oat^ia^-a^ 

structural footofrs- whipivnay • nignifleantly influence th» 
attitude, toward >.cntta dieofwjos and she nentoUy. dioturlHidi 


tho pUsa of iho $ the object 

..the jr.ant..JLl/ disturbed* 3 ) the oprsft <5 
of yaycho-yrnwaie viown owon* profoe- ienol- groups of Ut® 
pqychlstrto prof eooiono: an wall . RO x.-.^wA 'efficiency in 
6.«»..jod^ a., trontcent h;»Y» -polntoUly- -ahowa the lnportrmoe of 
otUtudvi m connection with the of rehabilitation. 

f scorer, t<* very nature of structure-.. 

wU>iia --Mich functionally nor.nl n^fui units are esoily ,u»~. 
tJn-iuAMhiiUe - is a noteworthy factor •r.*aftnirln* recoarnh. 


b) IssaeCliiitQ obJeatAwig 

A foaafc.iljj' disturbed ^®rsoa Offsra *» * 

otieulua ^ vi»w**± a t' of ^o-i t • l lu “ ly 

ftuSrr-a . vi. W4r eiat or ©ooial oowrotiaii* th« mvn,^ 

gwibr„a 6. r fi*ai 1 SSJ0e of i }>. fs t i liO t i y« h 3 Ji r. vi n v- i : „ 4 1 

eoasoloae fii* iummoIoo* **,&**. ln * *' - ® «*«*•••- 

in th® observer* is** attiow/w 

wme «„ )lll!bljr » oeioml aB „, ' * ** ttta *" 

prebaMj- t. Uzwibei ,nmn .- f ™ , r ,/ ; w, v «« 

fea nr- . w „,- , ln ^ Uif Impendent aiuenolona-, i t w 

“ aeoum®d that* for Ikt fcnr)«i» « 6 a « ’ ^ 

r . , * ii^Jsajaosjy th® din*.sisio%s 

:rr- •• -r**-. ***— > 

— 18 

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Wra ^^»»« (tnflB««iaU) rtU la u*.,! i , 6f 

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lArAt oa th« question fro . Z. . Wcrkor ^ lA « Uuw --\ 

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" cmw «« or ««tai ;;^* ?***«•“ «« 

of tb. «o*toUy m ,«« OT m4 “\1™ **?*""" 

>0^4 oofoKlatrt# porw-aar *“* * U1 *“ 4 * 

possibilities P t« , n ^ a^out troateoat 

89 tvc. | j) or--fion*'"ooh« , ii 

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*eem eulte&io to wmnmnt & £ " r0W5i ^" 14 act 

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b ® aUoetitod-ao foUewsi ^ ' i6a i* to 


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coutb^ igso 







rn.s noavroy asa-pai-va vox* >*-.» — ■*-- -*•■ - 

th© oeata c©y %ha iat®rii<?R'iji i >.r© so^&a? higher “than g»»*« rally 
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narcboi©^©^. atatieties &» mmm mr*y ■% 

®%Xn tar&oi ®£ ib® pro 4®®*® 

v©s»are& mmlGtsmt bUq vse-Mlfi fe« la cbarga of t&« 
cessiasdty (locorip’UoB &»4 th® iafcorvicsjs of norm tap-saker® 
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tfe-t o&sioa of til® ros©ay®& aasiotaalf ^ a® auraS t 

tba e%w.^ will proeoafc© 

isitdS^S ©\?©r© will la hea<£©4 bf th® projs«*t 4ir&« 


os* tsavus© »p®cx«li»©d ill s&oiologia&l Es£i©ia«» 

will be &ifi©4 by ftss &$vi*®yy oowiltw# 









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